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Personal Finance and Legal Concepts Quiz

#1

Which of the following is a type of investment account that offers tax advantages for retirement savings?

401(k)
Explanation

Retirement savings with potential employer matching contributions

#2

What does APR stand for in the context of loans and credit cards?

Annual Percentage Rate
Explanation

The annual rate charged for borrowing or earned through investment

#3

What is the role of a financial advisor?

To help individuals and organizations with financial planning and investment decisions
Explanation

Professional assistance in financial decision-making and planning

#4

In the context of personal finance, what does the term 'budget' refer to?

A plan for spending and saving money
Explanation

A financial plan outlining expected income and expenses

#5

Which legal document specifies the distribution of a person's wealth and assets after their death?

Last Will and Testament
Explanation

Legal instructions for asset distribution upon death

#6

What does the term 'credit score' represent in the context of personal finance?

A numerical representation of a person's creditworthiness
Explanation

Assessment of a person's credit risk based on credit history

#7

What is the primary purpose of a 529 plan in the United States?

Education savings
Explanation

Tax-advantaged savings plan for education expenses

#8

What is the purpose of a 'fiduciary duty' in the context of financial advisors?

To act in the best interests of their clients
Explanation

Legal obligation to prioritize clients' interests over the advisor's

#9

In the United States, what federal agency regulates and enforces securities laws to protect investors?

Securities and Exchange Commission (SEC)
Explanation

Government agency overseeing securities markets and protecting investors

#10

What is the concept of 'compound interest' in the context of finance?

Interest calculated on the total amount, including previously earned interest
Explanation

Interest earned on both the initial principal and the accumulated interest

#11

In legal terms, what is the definition of 'bankruptcy'?

A legal process that allows individuals or businesses to eliminate or repay their debts under the protection of the bankruptcy court
Explanation

Legal procedure for debt resolution under court supervision

#12

What is the difference between a traditional IRA and a Roth IRA?

Roth IRA has tax-free withdrawals, while Traditional IRA has tax-deferred contributions
Explanation

Tax treatment of contributions and withdrawals in retirement accounts

#13

What is the concept of 'asset allocation' in investment?

Diversifying investments across different asset classes
Explanation

Spreading investments to manage risk and return

#14

What does the term 'compound annual growth rate (CAGR)' measure in finance?

The average annual rate of return over a specified period
Explanation

Measure of investment growth over time

#15

What is the concept of 'time value of money' in finance?

The idea that money today is worth more than the same amount in the future
Explanation

Principle that money has greater value when received sooner rather than later

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